Head of Internal Audit – Financial Services

Global Financial Services Group. Sydney Based, Regional Role. Funds Management/Securities. This is a Regional Head of Audit role with a global financial services group. This is a high profile and key role and a robust control environment is essential to the success of the business. The role has an international outlook. The core of the [...]

Compliance & Risk Manager – Fund Manager

International Funds Manager Autonomous Key Role $125K-$140K + Bonus Our client is a boutique asset manager and is part of a global financial institution with a local focus on both Australian and global equities. This role reports into the Regional Head of Risk & Compliance with a dotted line into the local CEO. In this [...]

Audit & Risk Manager – Fund Manager

Leading Listed Boutique Fund Manager Medium Term Contract Role Flexible Working Arrangements This is a great opportunity to join one of Australia’s leading fund managers in a medium term contract role covering internal audit, risk management and some compliance. They are a small, friendly team of professionals based in the Sydney CBD with an outstanding [...]

Compliance Contract – Stock Broking Operation

3-4 Month Contract Manager/Senior Manager Level Excellent Daily Rate Our client is a major financial institution which has a significant stock broking operation. As part of a wider initiative within the broking business focused on enhancing their compliance and risk programs they have decided to refocus on their policies and procedures surrounding the management of [...]

Operational Risk Manager – Major Bank

$95k-$110k + Super + Bonus Major Bank Diverse Role This role sits at the ‘Hub’ in a high quality operational risk team. Our client recognises risk management as an important element in their strategy to improve customer expereince. Reporting to Senior Manager who will act as an excellent mentor you will work across a major [...]

Risk & Compliance Manager – Life Insurance

Major Financial Institution. Focus on Life Insurance. Compensation around $110K + Excellent Career Prospects. This is a great opportunity to join one of the majors in their specialist Risk and Compliance team that acts as mentor and advisor to the business lines. This role, while focused on their life insurance business, is also involved with [...]

Operational Risk Manager – Financial Institution

Migrate from Internal Audit High Quality Operational Risk Team Strong Financial Institution Our client, one of Australia’s leading financial institutions is looking to recruit a talented risk manager to join their Operational Risk Management team, contributing to the implementation of risk management frameworks and systems across the business. This challenging role will see you act [...]

Risk Framework Project – Financial Services

9 Month Project Upgrade of Risk & Compliance Framework Financial Services Our client is a division of major financial services group. They are running a program to significantly enhance their risk and compliance frameworks. This challenging role will allow you to contribute to an important structural and cultural change program. Reporting to the business owner [...]

Compliance & Risk Manager – Funds Manager

International Funds Manager Growth Opportunity $110K-$125K + Bonus Our client is a boutique asset manager and is part of a global financial institution. This role reports to the Head of Risk & Compliance and works closely with the business. You will be responsible for providing support and advisory services to the funds management business and [...]

Head of Compliance – International Bank

$150K-$180K + Bonus Negotiable Reports to CEO International Commercial Bank This role has come available as a result of a promotion within the group. The group is anticipating further growth which may include additional business lines and product. This leadership role will call on your ability to influence as well as manage. Reporting to the [...]

Operational Risk – Stock Broking Firm

Senior/Manager Level . Major Stockbroking Firm. $140k + Bonus. Our client is a major player in the stockbroking business. They have an established operational risk function that is valued for its capacity to partner the business and provide assurance, as well advice that is attuned to the various business units’ risk appetites. You will join [...]

Risk/Controls Analyst – Stock Broking

Sox/Controls/Process Mapping & Compliance Experience. Financial Services/Stock Broking. $450-$600 per day/6-9 Months Contract. Our client is a significant division of a large financial services group. You will be part of a high profile project designed to deliver an enhanced risk framework. This is an opportunity to work with high calibre risk management team. You will [...]

Compliance Manager – Financial Services

Well known Australian Financial Services Firm Financial Planning Focus Compensation Circa $90K Our client is a well known and respected financial services firm with an integrated suite of financial services and products, including wealth management, superannuation, funds management, financial and estate planning. The role is in their financial planning division and involves a range of [...]

Manager Risk & Compliance – Insurance

Insurance Division within one of the Majors Strategic Role with Excellent Career Potential Up to $120K including Super + Bonus This role reports to the Executive Manager responsible for the specialist insurance arm of one of the big four banks. Their products comprise life and general insurance including home, contents and motor vehicle insurance, split [...]

Senior Compliance Manager – Retail Lending

2IC to Head of Compliance. Global Powerhouse in the Retail Lending Sector. Compensation $150K-$160K + Bonus. There are few firms bigger or better known in the financial sector than our US based client. In Australia they have a major presence in the retail lending and related insurance industry, with over 700 representatives distributing their products.  [...]

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