Compliance Officer – Broking
Filed under Available Jobs, Compliance, Compliance Management, GG, Investment Banking, Managers, Senior Compliance Consultanting, Sydney
Leading Global Financial Powerhouse
Combined Broking & Corporate Role
Opportunity to Expand your Compliance Experience
Excellent Conditions & Compensation up to $140K + Bonus
Well known for their innovation and dynamic approach to business, our client is well established in Australia in investment banking, corporate advisory and wealth management. They are now in the process of complementing these services with an execution only wholesale broking business that will initially concentrate on the resources sector.
The role is part of a team of compliance professionals in corporate compliance who report to the Group Head of Legal and Compliance. This is a new role established initially to focus on the implementation of a compliance program around the new broking business. As such applicants must have at least three years experience within a broking business where research, advisory and execution are the main focus. In addition to broking, candidates will have the opportunity to participate in the broader compliance program across all of the business lines, which include corporate advisory, wealth management, private equity, property and project finance. The role would suit an experienced compliance professional from the broking sector who would like to broaden their horizons into new products and services.
While broking experience is essential, skills such as initiative, teamwork and communication are equally as important.
To apply for this position, hit the APPLY button below or contact Greg Goodman on 0411 825 458 for a confidential discussion. Please quote the job number below.
