Regulatory Compliance Manager

Filed under Available Jobs, BM, Compliance, Compliance Management, Financial Planning, Managers, Permanent, Sydney

Financial Planning

Our client is a significant player in the financial planning sector. They have a solid reputation for leading the sector in raising the standards of the advice given within the industry.

This role is designed to support the business in the continuing development of their licencee standards. Your primary focus will be drafting and developing these standards in conjunction with stakeholders within the business as well as other industry participants. You will act as a delegate for our client and liaise with the industry and regulatory bodies. You will be expected to be up-to-date with current standards reflecting the latest information as well as anticipate changes. Although you have no direct reports you will be supported by a wide range of peers working towards the same objective of raising the quality of advice in line with the considerable regulatory change coming through this sector.

With over 8 years experience you will have an excellent knowledge of the workings of the financial planning sector. You may have been in a variety of roles that have given you a perspective on the realities and standards required. You will be experienced in interpreting and writing policy. You must have excellent written and verbal communication skills with an ability to present and influence. You will need to be both passionate and pragmatic about contributing to the raising of the industry standards.

This company is a large wealth manager who sets high standards in the provision of quality advice.

To apply for this position, hit the APPLY button below or contact Barry Maurer on 0413 941 533 for a confidential discussion. Please quote the job number below.