Recent Jobs: Compliance Consultant – Financial Services

Compliance Consultant – Financial Services

• Leading Financial Services Advisory Firm
• Suit Lawyer with Broad Financial Services Background
• Salary Negotiable

Our client has an enviable reputation as a leading legal and compliance consultancy within the financial services industry. They have a small team that operates throughout Australia in providing legal advice and compliance support services.

They are now seeking additional consultants with the following broad background:

• Specialist knowledge of the Corporations Act and AFSL licensing, particularly in relation to financial planning and/or general insurance;
• Sound experience advising or supporting financial services licensees on compliance and regulatory matters;
• Good knowledge of retail financial services (IDPS, MDAs, SMAs, managed investments, superannuation, trusts and tax);
• Knowledge of mortgage broking and aggregation, consumer credit and the NCCP laws will be an advantage.

The roles will appeal to candidate who demonstrate strong stakeholder engagement, a willingness to learn, initiative and who enjoy working in a team environment.

Salary will be negotiated according to skills and experience.